ASIC alleges Macquarie Securities engaged in misleading conduct by misreporting short selling trades. It faces a fine of up ...

Zurich Australia has paid two infringement notices issued by the Australian Securities and Investments Commission (ASIC) over alleged false and misleading statements to two policyholders.

The prosecution of Macquarie Securities for hundreds of millions of breaches of short selling laws is yet another moment of misconduct within Australia's business elite.

The Australian Securities and Investments Commission (ASIC) on Wednesday imposed additional conditions on the Australian ...

The lawsuit is a major escalation of conflict between Macquarie, Australia's 10th-biggest listed company, and the Australian Securities and Investments Commission (ASIC), which has already hit the ...

The Australian Securities and Investments Commission ( ASIC) is proposing to consolidate and extend three existing legislative instruments tied to financial advice, as it prepares to sunset them in ...

II reported Australia's Federal Court ordered Brite Advisors Pty Ltd to 'be wound up on just and equitable grounds' ...

Australia's corporate regulator said on Wednesday it had started legal action against Macquarie Securities (Australia) (MSAL) ...

A third senior Australian regulator has joined private practice amid a broader trend of law firms hiring from regulatory ...

Australia's corporate regulator said on Wednesday it is suing the brokering arm of the country's multinational financial ...

The Australian Securities and Investments Commission said it had found nine areas of concern in Macquarie’s derivatives division in the past 18 months. These include the misreporting of more ...