In this blog post I continue my exploration of how you should assess your compliance internal controls using the Committee of Sponsoring Organization of the Treadway Organization (COSO), publication ...

In the age of Coronavirus, it could well be time to assess your internal controls beyond a gap analysis. Consider what COSO says about assessing compliance internal controls. In its Illustrative Guide ...

An internal audit department is a corporate area that ensures that internal policies, procedures and guidelines are adequate and in compliance with top management's recommendations, human resources' ...

The term "compliance" emerged in the '80s but gained notoriety in the mid-2000s. Now, keeping companies on the right track has become one of the biggest challenges for managers, but adopting a ...

Many in-house lawyers and chief compliance officers over the past 10 years have found themselves, at one time or another, struggling to find common ground with their colleagues in internal audit.

Compliance programs have grown in importance along with the demands of new laws and regulations. These programs are increasingly seen as vital to preventing corporate misconduct or, at least, ...

The Securities and Exchange Commission, SEC has extended compliance on internal controls over financial reporting for quoted companies to December 2023 from December 31, 2021. The Commission in a ...

In July, the 5th U.S. Court of Appeals ruled in Asadi v. G.E. Energy (USA) LLC that whistle-blowers aren’t entitled to protection under the Dodd-Frank Act’s anti-retaliation provision unless they ...

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