ASIC alleges Macquarie Securities engaged in misleading conduct by misreporting short selling trades. It faces a fine of up ...

Zurich Australia has paid two infringement notices issued by the Australian Securities and Investments Commission (ASIC) over alleged false and misleading statements to two policyholders.

The prosecution of Macquarie Securities for hundreds of millions of breaches of short selling laws is yet another moment of misconduct within Australia's business elite.

The Australian Securities and Investments Commission (ASIC) on Wednesday imposed additional conditions on the Australian ...

The lawsuit is a major escalation of conflict between Macquarie, Australia's 10th-biggest listed company, and the Australian Securities and Investments Commission (ASIC), which has already hit the ...

The news comes months after her predecessor, Scott Gregson, stood down from the leadership role to head up the Australian Securities and Investments Commission (ASIC) as its CEO. First joining the ...

II reported Australia's Federal Court ordered Brite Advisors Pty Ltd to 'be wound up on just and equitable grounds' ...

The Australian Securities and Investments Commission ( ASIC) is proposing to consolidate and extend three existing legislative instruments tied to financial advice, as it prepares to sunset them in ...

The CSE will have to overcome headwinds but chief executive Richard Carleton believes it can shake up the dynamics in ...

The Australian Securities and Investments Commission (ASIC) filed proceedings in the New South Wales Supreme Court, alleging ...

A third senior Australian regulator has joined private practice amid a broader trend of law firms hiring from regulatory ...