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ASIC alleges Macquarie Securities engaged in misleading conduct by misreporting short selling trades. It faces a fine of up ...
Zurich Australia has paid two infringement notices issued by the Australian Securities and Investments Commission (ASIC) over alleged false and misleading statements to two policyholders.
Australia's corporate regulator sued top investment bank Macquarie Group alleging it misreported up to 1.5 billion short ...
The prosecution of Macquarie Securities for hundreds of millions of breaches of short selling laws is yet another moment of misconduct within Australia's business elite.
According to ASIC, the exemption was introduced to limit unnecessary regulatory costs and ensure that compliance obligations ...
The Australian Securities and Investments Commission (ASIC) filed proceedings in the New South Wales Supreme Court, alleging ...
The Australian Securities and Investments Commission ( ASIC) has penalised Zurich Australia for allegedly making false or ...
Australia's corporate regulator said on Wednesday it is suing the brokering arm of the country's multinational financial ...
The Australian Securities and Investments Commission (ASIC) has started proceedings against Macquarie in the NSW Supreme Court — its fourth regulatory action against the investment bank in just ...